working paper

Mainstreaming Climate Adaptation

Planning and Action into Health Systems in Fiji, Ghana, and Benin

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2. Methodology

This paper is the product of an iterative process to better understand the perspectives and challenges faced by countries working to build resilience to climate change impacts. It began when WRI and NAP Global Network (NAP-GN) convened three Informal Dialogues on Adaptation: the first on the sidelines of the United Nations Framework Convention on Climate Change (UNFCCC) 24th Conference of the Parties (COP24) in December 2018, the second at the UNFCCC Bonn Intersessional in June 2019, and the third during the UNFCCC COP25 in December 2019. These informal dialogues and follow-up discussions revealed that governments understand well the importance of mainstreaming climate adaptation into national development plans and sectoral policies, and often use National Adaptation Plan processes to focus such efforts. They are also aware that a variety of resources and initiatives exist to support their efforts. Nevertheless, most countries acknowledged that moving from adaptation planning to on-the-ground implementation continues to be a critical challenge.

Mainstreaming adaptation was consistently raised during these dialogues as an important topic for NDC Partnership member countries, as further evidenced by the fact that it was included in 43 out of 73 NDCs from these countries (as of November 2019). Mainstreaming also appears frequently in countries’ Request for Support Letters to the NDC Partnership, which then matches country requests with knowledge institutions and implementing agencies that can provide the needed support. The findings in this paper could help fill some of the gaps discussed in countries’ request letters. 

The authors took several steps to identify which specific topics related to mainstreaming adaptation were most relevant to NDC Partnership member countries, and to pinpoint countries whose experiences could be shared through WRI’s series of papers on mainstreaming, including this one. These steps include the following:

  1. Keyword searches for adaptation activities described in The GCF’s Approach to Adaptation: Analysis and Implications for the Fund (WRI 2018) were conducted to identify an initial set of 20 topics (e.g., agriculture, ecosystems, health).
  2. Using the NDC Partnership Knowledge Portal (https://ndcpartnership.org/knowledge-portal), we examined the NDCs of all 73 NDC Partnership member countries in Africa, Asia, Latin America and the Caribbean, and the Pacific (submitted as of November 2019) to identify which topical keywords from the Green Climate Fund (GCF) categories related to adaptation mainstreaming were mentioned most frequently. The most-referenced topics were agriculture (by 55 countries), disaster risk reduction (52), watersheds and rivers (45), ecosystems (44), and human health (36) (see Figure 1).

    Figure 1 | Most Frequent Mentions of Adaptation Mainstreaming by Topic in NDCs (as of November 2019)

    Notes: After our analysis started in November 2019, the NDC Partnership released in March 2020 an assessment of gaps between the country adaptation requests it had received and those being supported through its partners. Of more than 700 output-level requests from 64 countries, the NDC Partnership analysis found just four health-specific requests, of which only two were being supported. NDC stands for nationally determined contribution.

    Source: Authors.

  3. We employed the NDC Partnership’s internal “kNook” database to assess which NDC Partnership countries requested mainstreaming adaptation support between 2016 and 2019 (i.e., since the founding of the NDC Partnership). We looked at documents, such as countries’ letters requesting support, and identified countries’ intentions to mainstream adaptation or their mainstreaming initiatives underway.
  4. We researched articles and publications, including NAP-GN resources and the NDC Partnership Good Practice Database, illustrating how countries have narrowed or closed the “implementation gap” between planning and action for the topics identified. A variety of examples were found; disaster risk reduction and human health were the topics addressed by at least three countries each, leading WRI to focus on these two areas in its mainstreaming case study series.
  5. NDC Partnership member countries Fiji, Ghana, and Benin were chosen as case study countries for health because these three countries are part of the small group for which documented evidence of implementation was found, and they represent experiences from a low-income country (Benin) and low-to-middle-income countries (Ghana and Fiji). The countries varied in terms of their level of vulnerability and readiness to adapt to climate change, according to their 2018 rankings in Notre Dame’s Global Adaptation Initiative (ND-GAIN) Country Index.1 Coming in at a ranking of 75, Fiji—with a score of 49.9 out of 100—is a moderately vulnerable country out of the 181 countries surveyed; and Ghana—with a rating of 44.3 out of 100—is similarly vulnerable. In contrast, Benin is rated 37.8 out of 100 due to its high vulnerability and low level of readiness (ND-GAIN 2018). The countries represent a broad range of contexts and experiences, although the sample size of three countries is too small to determine correlation or causation between income level and degree of risk.

Once topics and countries had been identified, the authors reviewed key planning documents, reports, government websites, and online articles (both academic and from news sources) from the case study countries to gather evidence on adaptation mainstreaming and implementation. Authors also analyzed notes from the Informal Dialogues on Adaptation to identify specific member country representatives to interview for this paper. In total, nine in-depth interviews were conducted with experts knowledgeable about mainstreaming adaptation and the health sector in the three case study countries. The interviews were based on a semi-structured questionnaire used to probe the mainstreaming process and how the implementation gap had been narrowed or closed (see Appendix A). To more consistently identify the factors that have enabled or hindered mainstreaming, questions were based on the five “gears” outlined in Mogelgaard et al. (2018). The interview protocol permitted other factors beyond the five gears to be identified. Questions were also asked about whether implementation has benefited vulnerable people.

A limitation of this methodology is the small sample size of interviewees, which did not include a full range of perspectives. To help fill this gap, the team shared preliminary findings for discussion and feedback with a small group of climate and health experts, including health professionals, at the World Health Summit held in Berlin, Germany, in October 2019.

This research was not able to evaluate whether the implementation of adaptation actions has built resilience or led to other outcomes; indeed, these countries have yet to finalize the monitoring and evaluation systems that will measure and evaluate outcomes. However, where possible, the paper highlights early indications of the benefits of adaptation interventions, such as improved technical capacity to track and treat diseases exacerbated by climate risks. Due to time and resource limitations, this paper also did not look into counterfactual cases where adaptation actions have not been implemented.

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